{"took":107,"timed_out":false,"_shards":{"total":50,"successful":50,"skipped":0,"failed":0},"hits":{"total":{"value":10000,"relation":"gte"},"max_score":15.668262,"hits":[{"_index":"edgar_file","_id":"0001654954-16-004549:cvm_ex11.htm","_score":15.668262,"_source":{"ciks":["0000725363"],"period_ending":"2016-12-01","file_num":["001-11889"],"display_names":["CEL SCI CORP  (CVM)  (CIK 0000725363)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-12-02","biz_states":["VA"],"sics":["2836"],"form":"8-K","adsh":"0001654954-16-004549","film_num":["162032052"],"biz_locations":["Vienna, VA"],"file_type":"EX-1.1","file_description":"LETTER AGREEMENT","inc_states":["CO"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001615774-17-000348:s105221_ex1-1.htm","_score":15.665631,"_source":{"ciks":["0000946644"],"period_ending":"2017-02-01","file_num":["000-27072"],"display_names":["HEMISPHERX BIOPHARMA INC  (AIM)  (CIK 0000946644)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2017-02-03","biz_states":["PA"],"sics":["2836"],"form":"8-K","adsh":"0001615774-17-000348","film_num":["17570142"],"biz_locations":["Philadelphia, PA"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001615774-15-003563:s102308_ex10-2.htm","_score":15.655978,"_source":{"ciks":["0000012239"],"period_ending":"2015-12-02","file_num":["000-05576"],"display_names":["SPHERIX INC  (DOMH)  (CIK 0000012239)"],"xsl":null,"sequence":6,"root_forms":["8-K"],"file_date":"2015-12-03","biz_states":["MD"],"sics":["6794"],"form":"8-K","adsh":"0001615774-15-003563","film_num":["151268203"],"biz_locations":["Bethesda, MD"],"file_type":"EX-10.2","file_description":"EXHIBIT 10.2","inc_states":["DE"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-17-006516:v458640_ex10-31.htm","_score":15.577991,"_source":{"ciks":["0001563665"],"period_ending":null,"file_num":["333-215410"],"display_names":["Biostage, Inc.  (HRGN)  (CIK 0001563665)"],"xsl":null,"sequence":6,"root_forms":["S-1"],"file_date":"2017-02-07","biz_states":["MA"],"sics":["3841"],"form":"S-1/A","adsh":"0001144204-17-006516","film_num":["17579836"],"biz_locations":["Holliston, MA"],"file_type":"EX-10.31","file_description":"EXHIBIT 10.31","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001213900-16-019316:f8k121216aex10ii_sysorex.htm","_score":15.551327,"_source":{"ciks":["0001529113"],"period_ending":"2016-12-12","file_num":["001-36404"],"display_names":["Sysorex Global  (XTIA)  (CIK 0001529113)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-12-12","biz_states":["CA"],"sics":["7371"],"form":"8-K","adsh":"0001213900-16-019316","film_num":["162046448"],"biz_locations":["Palo Alto, CA"],"file_type":"EX-10.2","file_description":"ENGAGEMENT LETTER BETWEEN SYSOREX GLOBAL AND RODMAN ? RENSHAW, A UNIT OF H.C. WAINWRIGHT ? CO., LLC, DATED AS OF DECEMBER 10, 2016","inc_states":["NV"],"items":["1.01","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001553350-15-001368:dskx_ex10z2.htm","_score":15.534093,"_source":{"ciks":["0001463959"],"period_ending":"2015-12-17","file_num":["001-35763"],"display_names":["DS HEALTHCARE GROUP, INC.  (CIK 0001463959)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2015-12-21","biz_states":["FL"],"sics":["2844"],"form":"8-K","adsh":"0001553350-15-001368","film_num":["151299345"],"biz_locations":["Pompano Beach, FL"],"file_type":"EX-10.2","file_description":"ENGAGEMENT LETTER WITH PLACEMENT AGENT","inc_states":["FL"],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0000895345-08-000638:pressrelease.htm","_score":15.523351,"_source":{"ciks":["0001355007","0001054303"],"period_ending":null,"file_num":["000-52048"],"display_names":["Cowen Group, Inc.  (CIK 0001355007)","RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2008-12-12","biz_states":["NY"],"sics":["6211","6211"],"form":"425","adsh":"0000895345-08-000638","film_num":["081244946"],"biz_locations":["New York, NY","New York, NY"],"file_type":"425","file_description":"PRESSRELEASE","inc_states":["DE","DE"],"items":[]}},{"_index":"edgar_file","_id":"0001140361-16-079727:ex1_1.htm","_score":15.520467,"_source":{"ciks":["0001228627"],"period_ending":"2016-09-14","file_num":["001-34079"],"display_names":["REXAHN PHARMACEUTICALS, INC.  (OCUP)  (CIK 0001228627)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-09-14","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001140361-16-079727","film_num":["161884274"],"biz_locations":["Rockville, MD"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001144204-06-013828:v039738_ex99-19.txt","_score":15.515187,"_source":{"ciks":["0001012316"],"period_ending":"2006-03-29","file_num":["000-28515"],"display_names":["AFG Enterprises USA, Inc.  (CIK 0001012316)"],"xsl":null,"sequence":19,"root_forms":["8-K"],"file_date":"2006-04-04","biz_states":["MA"],"sics":["7310"],"form":"8-K","adsh":"0001144204-06-013828","film_num":["06738868"],"biz_locations":["Newton, MA"],"file_type":"EX-99.19","file_description":null,"inc_states":["NV"],"items":["1.01","2.03","3.02","5.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-16-102650:v440050_ex10-2.htm","_score":15.512971,"_source":{"ciks":["0001563665"],"period_ending":"2016-05-15","file_num":["001-35853"],"display_names":["Biostage, Inc.  (HRGN)  (CIK 0001563665)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-05-16","biz_states":["MA"],"sics":["3841"],"form":"8-K","adsh":"0001144204-16-102650","film_num":["161654310"],"biz_locations":["Holliston, MA"],"file_type":"EX-10.2","file_description":"EXHIBIT 10.2","inc_states":["DE"],"items":["1.01","1.02","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-16-136365:v453353_ex10-8x1.htm","_score":15.511215,"_source":{"ciks":["0001289850"],"period_ending":null,"file_num":["333-207566"],"display_names":["NeuroMetrix, Inc.  (NURO)  (CIK 0001289850)"],"xsl":null,"sequence":3,"root_forms":["S-1"],"file_date":"2016-11-23","biz_states":["MA"],"sics":["3841"],"form":"S-1/A","adsh":"0001144204-16-136365","film_num":["162016829"],"biz_locations":["Waltham, MA"],"file_type":"EX-10.8.1","file_description":"EXHIBIT 10.8.1","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001193125-16-665756:d205720dex102.htm","_score":15.507108,"_source":{"ciks":["0001403708"],"period_ending":"2016-07-29","file_num":["001-36075"],"display_names":["Evoke Pharma Inc  (EVOK)  (CIK 0001403708)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-08-01","biz_states":["CA"],"sics":["2834"],"form":"8-K","adsh":"0001193125-16-665756","film_num":["161795889"],"biz_locations":["Solana Beach, CA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["DE"],"items":["1.01","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001213900-25-101729:ea026206301ex10-3_bluejay.htm","_score":15.505138,"_source":{"ciks":["0001704287"],"period_ending":null,"file_num":["333-291042"],"display_names":["Bluejay Diagnostics, Inc.  (BJDX)  (CIK 0001704287)"],"xsl":null,"sequence":"3","root_forms":["S-3"],"file_date":"2025-10-23","biz_states":["MA"],"sics":["3841"],"form":"S-3","adsh":"0001213900-25-101729","film_num":["251413717"],"biz_locations":["Acton, MA"],"file_type":"EX-10.3","file_description":"ENGAGEMENT LETTER, ENTERED INTO ON AUGUST 29, 2025, BETWEEN BLUEJAY DIAGNOSTICS, INC. AND RODMAN & RENSHAW LLC","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001004878-17-000109:form8kitem101ex11may-17.txt","_score":15.500386,"_source":{"ciks":["0000725363"],"period_ending":"2017-04-30","file_num":["001-11889"],"display_names":["CEL SCI CORP  (CVM)  (CIK 0000725363)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2017-05-02","biz_states":["VA"],"sics":["2836"],"form":"8-K","adsh":"0001004878-17-000109","film_num":["17805463"],"biz_locations":["Vienna, VA"],"file_type":"EX-1","file_description":"EXHIBIT 1.1 ENGAGEMENT AGREEMENT","inc_states":["CO"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001104659-16-146844:a16-19111_3ex10d2.htm","_score":15.498957,"_source":{"ciks":["0001504167"],"period_ending":"2016-09-25","file_num":["001-37411"],"display_names":["BioPharmX Corp  (CIK 0001504167)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-09-27","biz_states":["CA"],"sics":["2834"],"form":"8-K","adsh":"0001104659-16-146844","film_num":["161904985"],"biz_locations":["Menlo Park, CA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["DE"],"items":["1.01","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-07-007337:v065641_ex10-4.txt","_score":15.494904,"_source":{"ciks":["0001104671"],"period_ending":"2007-02-09","file_num":["000-29323"],"display_names":["STAR ENERGY CORP  (CIK 0001104671)"],"xsl":null,"sequence":9,"root_forms":["8-K"],"file_date":"2007-02-14","biz_states":["NY"],"sics":["1311"],"form":"8-K","adsh":"0001144204-07-007337","film_num":["07612232"],"biz_locations":["New York, NY"],"file_type":"EX-10.4","file_description":null,"inc_states":["NV"],"items":["1.01","2.03","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001571049-16-015083:t1601290_ex1-1.htm","_score":15.494257,"_source":{"ciks":["0000934473"],"period_ending":"2016-05-04","file_num":["000-24469"],"display_names":["GENVEC INC  (CIK 0000934473)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-05-10","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001571049-16-015083","film_num":["161636707"],"biz_locations":["Gaithersburg, MD"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001654954-17-001880:cvm_ex1-1.htm","_score":15.494146,"_source":{"ciks":["0000725363"],"period_ending":"2017-03-08","file_num":["001-11889"],"display_names":["CEL SCI CORP  (CVM)  (CIK 0000725363)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2017-03-10","biz_states":["VA"],"sics":["2836"],"form":"8-K","adsh":"0001654954-17-001880","film_num":["17682570"],"biz_locations":["Vienna, VA"],"file_type":"EX-1.1","file_description":"ENGAGEMENT AGREEMENT, DATED MARCH 7, 2017, BY AND AMONG CEL-SCI CORPORATION AND RODMAN AND RENSHAW","inc_states":["CO"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0000930413-11-000074:c63798_ex99-1.htm","_score":15.492434,"_source":{"ciks":["0001054303"],"period_ending":null,"file_num":["001-33737"],"display_names":["RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":4,"root_forms":["425"],"file_date":"2011-01-05","biz_states":["NY"],"sics":["6211"],"form":"425","adsh":"0000930413-11-000074","film_num":["11509114"],"biz_locations":["New York, NY"],"file_type":"EX-99.1","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001144204-16-109892:v443000_ex10-2.htm","_score":15.491665,"_source":{"ciks":["0001372514"],"period_ending":"2016-06-27","file_num":["001-36672"],"display_names":["EYEGATE PHARMACEUTICALS INC  (KPRX, KPHMW)  (CIK 0001372514)"],"xsl":null,"sequence":6,"root_forms":["8-K"],"file_date":"2016-06-27","biz_states":["MA"],"sics":["2834"],"form":"8-K","adsh":"0001144204-16-109892","film_num":["161732184"],"biz_locations":["Waltham, MA"],"file_type":"EX-10.2","file_description":"EXHIBIT 10.2","inc_states":["DE"],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001261734-07-000021:rodmanagmt.htm","_score":15.4911995,"_source":{"ciks":["0001261734"],"period_ending":"2007-05-22","file_num":["000-50481"],"display_names":["AEOLUS PHARMACEUTICALS, INC.  (CIK 0001261734)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2007-05-23","biz_states":["CA"],"sics":["2834"],"form":"8-K","adsh":"0001261734-07-000021","film_num":["07872205"],"biz_locations":["Laguna Niguel, CA"],"file_type":"EX-10.3","file_description":"LETTER AGREEMENT DATED APRIL 30, 2007","inc_states":["DE"],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-11-253818:d234128dex104.htm","_score":15.490955,"_source":{"ciks":["0000355356"],"period_ending":"2011-09-21","file_num":["000-09923"],"display_names":["IMPERIAL PETROLEUM INC  (CIK 0000355356)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2011-09-22","biz_states":["IN"],"sics":["1381"],"form":"8-K","adsh":"0001193125-11-253818","film_num":["111102366"],"biz_locations":["Evansville, IN"],"file_type":"EX-10.4","file_description":"ENGAGEMENT AGREEMENT","inc_states":["NV"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001402281-10-000006:ex10-2.htm","_score":15.490917,"_source":{"ciks":["0001402281"],"period_ending":"2010-03-03","file_num":["001-34525"],"display_names":["Pacific Asia Petroleum Inc  (CIK 0001402281)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2010-03-03","biz_states":["NY"],"sics":["1381"],"form":"8-K","adsh":"0001402281-10-000006","film_num":["10653438"],"biz_locations":["Hartsdale, NY"],"file_type":"EX-10.2","file_description":"PLACEMENT AGENCY AGREEMENT, BETWEEN THE COMPANY AND RODMAN &AMP; RENSHAW, LLC, DATED MARCH 2, 2010","inc_states":["DE"],"items":["1.01","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001654954-17-007888:cvm_ex11.htm","_score":15.488224,"_source":{"ciks":["0000725363"],"period_ending":"2017-08-22","file_num":["001-11889"],"display_names":["CEL SCI CORP  (CVM)  (CIK 0000725363)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2017-08-24","biz_states":["VA"],"sics":["2836"],"form":"8-K","adsh":"0001654954-17-007888","film_num":["171049746"],"biz_locations":["Vienna, VA"],"file_type":"EX-1.1","file_description":"ENGAGEMENT AGREEMENT, DATED AUGUST 21, 2017, BY AND AMONG CEL-SCI CORPORATION AND RODMAN & RENSHAW","inc_states":["CO"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0000950123-09-028074:b76521rpexv1w1.htm","_score":15.48775,"_source":{"ciks":["0001390478"],"period_ending":"2009-07-30","file_num":["001-33958"],"display_names":["RXI PHARMACEUTICALS CORP  (SLS)  (CIK 0001390478)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2009-07-31","biz_states":["MA"],"sics":["2834"],"form":"8-K","adsh":"0000950123-09-028074","film_num":["09975438"],"biz_locations":["Worcester, MA"],"file_type":"EX-1.1","file_description":"EX-1.1 PLACEMENT AGENCY AGREEMENT DATED AS OF MARCH 17, 2007","inc_states":[],"items":["8.01","9.01"]}},{"_index":"edgar_file","_id":"0000930413-11-000073:c63798_ex99-1.htm","_score":15.486947,"_source":{"ciks":["0001054303"],"period_ending":"2011-01-04","file_num":["001-33737"],"display_names":["RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2011-01-05","biz_states":["NY"],"sics":["6211"],"form":"8-K","adsh":"0000930413-11-000073","film_num":["11509117"],"biz_locations":["New York, NY"],"file_type":"EX-99.1","file_description":null,"inc_states":["DE"],"items":["1.01","2.02","7.01"]}},{"_index":"edgar_file","_id":"0001354488-16-007566:cvm_ex11.htm","_score":15.486495,"_source":{"ciks":["0000725363"],"period_ending":"2016-05-17","file_num":["001-11889"],"display_names":["CEL SCI CORP  (CVM)  (CIK 0000725363)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-05-19","biz_states":["VA"],"sics":["2836"],"form":"8-K","adsh":"0001354488-16-007566","film_num":["161663421"],"biz_locations":["Vienna, VA"],"file_type":"EX-1.1","file_description":"PLACEMENT AGENT AGREEMENT","inc_states":["CO"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-16-720029:d248015dex102.htm","_score":15.484327,"_source":{"ciks":["0001017491"],"period_ending":"2016-09-22","file_num":["000-22245"],"display_names":["APRICUS BIOSCIENCES, INC.  (SEEL)  (CIK 0001017491)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-09-26","biz_states":["CA"],"sics":["2834"],"form":"8-K","adsh":"0001193125-16-720029","film_num":["161902814"],"biz_locations":["San Diego, CA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["NV"],"items":["1.01","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001654954-16-001790:cvm_ex11.htm","_score":15.482444,"_source":{"ciks":["0000725363"],"period_ending":"2016-08-22","file_num":["001-11889"],"display_names":["CEL SCI CORP  (CVM)  (CIK 0000725363)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-08-24","biz_states":["VA"],"sics":["2836"],"form":"8-K","adsh":"0001654954-16-001790","film_num":["161848780"],"biz_locations":["Vienna, VA"],"file_type":"EX-1.1","file_description":"PLACEMENT AGENT AGREEMENT","inc_states":["CO"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-16-793111:d306229dex102.htm","_score":15.481093,"_source":{"ciks":["0000799698"],"period_ending":"2016-12-12","file_num":["000-15327"],"display_names":["CYTRX CORP  (LADX)  (CIK 0000799698)"],"xsl":null,"sequence":7,"root_forms":["8-K"],"file_date":"2016-12-14","biz_states":["CA"],"sics":["2836"],"form":"8-K","adsh":"0001193125-16-793111","film_num":["162051798"],"biz_locations":["Los Angeles, CA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["DE"],"items":["1.01","5.03","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001213900-11-000256:f8k011911ex10iv_snap.htm","_score":15.48074,"_source":{"ciks":["0001355839"],"period_ending":"2011-01-19","file_num":["000-52176"],"display_names":["Snap Interactive, Inc  (PALT)  (CIK 0001355839)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2011-01-21","biz_states":["NY"],"sics":["7389"],"form":"8-K","adsh":"0001213900-11-000256","film_num":["11539827"],"biz_locations":["New York, NY"],"file_type":"EX-10.4","file_description":"ENGAGEMENT AGREEMENT","inc_states":["DE"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001193125-17-092977:d361677dex102.htm","_score":15.480164,"_source":{"ciks":["0001350653"],"period_ending":"2017-03-22","file_num":["000-52024"],"display_names":["Alphatec Holdings, Inc.  (ATEC)  (CIK 0001350653)"],"xsl":null,"sequence":6,"root_forms":["8-K"],"file_date":"2017-03-23","biz_states":["CA"],"sics":["3841"],"form":"8-K","adsh":"0001193125-17-092977","film_num":["17708347"],"biz_locations":["Carlsbad, CA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["DE"],"items":["1.01","3.02","5.03","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-11-005190:v209313_ex10-8.htm","_score":15.476658,"_source":{"ciks":["0001347858"],"period_ending":"2011-01-25","file_num":["000-54111"],"display_names":["22nd Century Group, Inc.  (XXII)  (CIK 0001347858)"],"xsl":null,"sequence":17,"root_forms":["8-K"],"file_date":"2011-02-01","biz_states":["FL"],"sics":["1400"],"form":"8-K","adsh":"0001144204-11-005190","film_num":["11562189"],"biz_locations":["Miami, FL"],"file_type":"EX-10.8","file_description":null,"inc_states":["NV"],"items":["1.01","2.01","3.02","4.01","5.01","5.02","5.03","5.06","9.01"]}},{"_index":"edgar_file","_id":"0001104659-11-058326:a11-28586_1ex1d2.htm","_score":15.47653,"_source":{"ciks":["0000012239"],"period_ending":"2011-10-25","file_num":["000-05576"],"display_names":["SPHERIX INC  (DOMH)  (CIK 0000012239)"],"xsl":null,"sequence":3,"root_forms":["8-K"],"file_date":"2011-10-27","biz_states":["MD"],"sics":["8700"],"form":"8-K","adsh":"0001104659-11-058326","film_num":["111160947"],"biz_locations":["Bethesda, MD"],"file_type":"EX-1.2","file_description":"EX-1.2","inc_states":["DE"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001193125-11-001659:dex992.htm","_score":15.471764,"_source":{"ciks":["0000804157"],"period_ending":"2010-12-31","file_num":["000-15936"],"display_names":["HUDSON HOLDING CORP  (CIK 0000804157)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2011-01-05","biz_states":["NJ"],"sics":["6211"],"form":"8-K","adsh":"0001193125-11-001659","film_num":["11509201"],"biz_locations":["Jersey City, NJ"],"file_type":"EX-99.2","file_description":"PRESS RELEASE","inc_states":["DE"],"items":["1.01","5.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-08-024518:v111866_ex1-1.htm","_score":15.464048,"_source":{"ciks":["0001063537"],"period_ending":"2008-04-24","file_num":["000-32565"],"display_names":["NUTRACEA  (RIBT)  (CIK 0001063537)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2008-04-28","biz_states":["AZ"],"sics":["2040"],"form":"8-K","adsh":"0001144204-08-024518","film_num":["08781844"],"biz_locations":["Phoenix, AZ"],"file_type":"EX-1.1","file_description":null,"inc_states":["CA"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-17-031012:v468395_ex10-21.htm","_score":15.461073,"_source":{"ciks":["0001372514"],"period_ending":null,"file_num":["333-217418"],"display_names":["EYEGATE PHARMACEUTICALS INC  (KPRX, KPHMW)  (CIK 0001372514)"],"xsl":null,"sequence":5,"root_forms":["S-1"],"file_date":"2017-06-05","biz_states":["MA"],"sics":["2834"],"form":"S-1/A","adsh":"0001144204-17-031012","film_num":["17891386"],"biz_locations":["Waltham, MA"],"file_type":"EX-10.21","file_description":"EXHIBIT 10.21","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001493152-17-006111:ex10-17.htm","_score":15.458853,"_source":{"ciks":["0001582982"],"period_ending":null,"file_num":["333-214863"],"display_names":["MEDICAL TRANSCRIPTION BILLING, CORP  (CCLD, CCLDO, CCLDP)  (CIK 0001582982)"],"xsl":null,"sequence":3,"root_forms":["S-1"],"file_date":"2017-06-02","biz_states":["NJ"],"sics":["7372"],"form":"S-1/A","adsh":"0001493152-17-006111","film_num":["17886377"],"biz_locations":["Somerset, NJ"],"file_type":"EX-10.17","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001469559-12-000010:ex1063placementagentagreemen.htm","_score":15.458155,"_source":{"ciks":["0001469559"],"period_ending":"2012-03-13","file_num":["000-53750"],"display_names":["PROTEONOMIX, INC.  (CIK 0001469559)"],"xsl":null,"sequence":8,"root_forms":["8-K"],"file_date":"2012-03-13","biz_states":["NJ"],"sics":["2834"],"form":"8-K","adsh":"0001469559-12-000010","film_num":["12687748"],"biz_locations":["Mountainside, NJ"],"file_type":"EX-10","file_description":"EX 10.63 PLACEMENT AGENT AGREEMENT","inc_states":["DE"],"items":["1.01","3.02"]}},{"_index":"edgar_file","_id":"0001193125-16-707022:d242009dex102.htm","_score":15.456076,"_source":{"ciks":["0001175680"],"period_ending":"2016-09-12","file_num":["000-49908"],"display_names":["CytoDyn Inc.  (CYDY)  (CIK 0001175680)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-09-12","biz_states":["WA"],"sics":["2834"],"form":"8-K","adsh":"0001193125-16-707022","film_num":["161880212"],"biz_locations":["Vancouver, WA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["DE"],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-11-089951:d8k.htm","_score":15.453573,"_source":{"ciks":["0000804157"],"period_ending":"2011-04-05","file_num":["000-15936"],"display_names":["HUDSON HOLDING CORP  (CIK 0000804157)"],"xsl":null,"sequence":1,"root_forms":["8-K"],"file_date":"2011-04-06","biz_states":["NJ"],"sics":["6211"],"form":"8-K","adsh":"0001193125-11-089951","film_num":["11742555"],"biz_locations":["Jersey City, NJ"],"file_type":"8-K","file_description":"FORM 8-K","inc_states":["DE"],"items":["8.01","9.01"]}},{"_index":"edgar_file","_id":"0000909518-08-000673:mm08-1508_8ke101.htm","_score":15.450693,"_source":{"ciks":["0001208261"],"period_ending":"2008-08-14","file_num":["000-51290"],"display_names":["EPICEPT CORP  (CIK 0001208261)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2008-08-18","biz_states":["NY"],"sics":["2834"],"form":"8-K","adsh":"0000909518-08-000673","film_num":["081024284"],"biz_locations":["Tarrytown, NY"],"file_type":"EX-10","file_description":null,"inc_states":[],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-12-351856:d397014dex11.htm","_score":15.447514,"_source":{"ciks":["0000879407"],"period_ending":"2012-08-10","file_num":["000-21898"],"display_names":["ARROWHEAD RESEARCH CORP  (ARWR)  (CIK 0000879407)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2012-08-13","biz_states":["CA"],"sics":["8731"],"form":"8-K","adsh":"0001193125-12-351856","film_num":["121026907"],"biz_locations":["Pasadena, CA"],"file_type":"EX-1.1","file_description":"PLACEMENT AGENT AGREEMENT, DATED AUGUST 9, 2012","inc_states":["DE"],"items":["8.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-11-002117:d425.htm","_score":15.444794,"_source":{"ciks":["0000804157"],"period_ending":null,"file_num":["000-15936"],"display_names":["HUDSON HOLDING CORP  (CIK 0000804157)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2011-01-05","biz_states":["NJ"],"sics":["6211"],"form":"425","adsh":"0001193125-11-002117","film_num":["11511513"],"biz_locations":["Jersey City, NJ"],"file_type":"425","file_description":"RULE 425 FILING","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001144204-09-025503:v148794_ex1-1.htm","_score":15.441719,"_source":{"ciks":["0000946644"],"period_ending":"2009-03-31","file_num":["001-13441"],"display_names":["HEMISPHERX BIOPHARMA INC  (AIM)  (CIK 0000946644)"],"xsl":null,"sequence":2,"root_forms":["10-Q"],"file_date":"2009-05-11","biz_states":["PA"],"sics":["2836"],"form":"10-Q","adsh":"0001144204-09-025503","film_num":["09816350"],"biz_locations":["Philadelphia, PA"],"file_type":"EX-1.1","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001144204-17-049251:v475578_ex10-3.htm","_score":15.440879,"_source":{"ciks":["0001072379"],"period_ending":"2017-09-20","file_num":["001-35737"],"display_names":["NORTHWEST BIOTHERAPEUTICS INC  (NWBO)  (CIK 0001072379)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2017-09-22","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001144204-17-049251","film_num":["171097793"],"biz_locations":["Bethesda, MD"],"file_type":"EX-10.3","file_description":"EXHIBIT 10.3","inc_states":["DE"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0000895345-08-000630:rs425-cowen_rodman.htm","_score":15.437458,"_source":{"ciks":["0001355007","0001054303"],"period_ending":null,"file_num":["000-52048"],"display_names":["Cowen Group, Inc.  (CIK 0001355007)","RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2008-12-09","biz_states":["NY"],"sics":["6211","6211"],"form":"425","adsh":"0000895345-08-000630","film_num":["081237006"],"biz_locations":["New York, NY","New York, NY"],"file_type":"425","file_description":null,"inc_states":["DE","DE"],"items":[]}},{"_index":"edgar_file","_id":"0000930413-11-000074:c63798_8-k.htm","_score":15.4371195,"_source":{"ciks":["0001054303"],"period_ending":null,"file_num":["001-33737"],"display_names":["RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2011-01-05","biz_states":["NY"],"sics":["6211"],"form":"425","adsh":"0000930413-11-000074","film_num":["11509114"],"biz_locations":["New York, NY"],"file_type":"425","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001193125-17-202010:d387311dex1033.htm","_score":15.435031,"_source":{"ciks":["0000908259"],"period_ending":null,"file_num":["333-217904"],"display_names":["MATEON THERAPEUTICS INC  (OTLC)  (CIK 0000908259)"],"xsl":null,"sequence":7,"root_forms":["S-1"],"file_date":"2017-06-13","biz_states":["CA"],"sics":["2836"],"form":"S-1/A","adsh":"0001193125-17-202010","film_num":["17908024"],"biz_locations":["South San Francisco, CA"],"file_type":"EX-10.33","file_description":"EX-10.33","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0000950123-08-010134:filename1.htm","_score":15.425409,"_source":{"ciks":["0000880643"],"period_ending":null,"file_num":[],"display_names":["GENTA INC DE/  (CIK 0000880643)"],"xsl":null,"sequence":1,"root_forms":["CORRESP"],"file_date":"2008-08-26","biz_states":["NJ"],"sics":["2836"],"form":"CORRESP","adsh":"0000950123-08-010134","film_num":[],"biz_locations":["Berkeley Heights, NJ"],"file_type":"CORRESP","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001964306-26-000234:primary_doc.xml","_score":15.422257,"_source":{"ciks":["0001933414","0001672659"],"period_ending":null,"file_num":["001-41614"],"display_names":["Mineralys Therapeutics, Inc.  (MLYS)  (CIK 0001933414)","Rodman David Malcom  (CIK 0001672659)"],"xsl":"xsl144X01","sequence":1,"root_forms":["144"],"file_date":"2026-05-12","biz_states":["PA"],"sics":["2834"],"form":"144","adsh":"0001964306-26-000234","film_num":["26969722"],"biz_locations":["Radnor, PA",""],"file_type":"144","file_description":null,"inc_states":["DE",""],"items":[]}},{"_index":"edgar_file","_id":"0001144204-17-028205:v467247_ex1-1.htm","_score":15.42215,"_source":{"ciks":["0001362959"],"period_ending":null,"file_num":["333-217765"],"display_names":["Rosetta Genomics Ltd.  (CIK 0001362959)"],"xsl":null,"sequence":2,"root_forms":["F-1"],"file_date":"2017-05-17","biz_states":["L3"],"sics":["2834"],"form":"F-1/A","adsh":"0001144204-17-028205","film_num":["17852650"],"biz_locations":["Rehovot, L3"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["L3"],"items":[]}},{"_index":"edgar_file","_id":"0001144204-09-048931:v160652_ex10-2.htm","_score":15.418483,"_source":{"ciks":["0001136174"],"period_ending":"2009-09-17","file_num":["001-31932"],"display_names":["HYTHIAM INC  (OTRK, OTRKP)  (CIK 0001136174)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2009-09-18","biz_states":["CA"],"sics":["8090"],"form":"8-K","adsh":"0001144204-09-048931","film_num":["091075539"],"biz_locations":["Los Angeles, CA"],"file_type":"EX-10.2","file_description":null,"inc_states":["DE"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001964306-26-000172:primary_doc.xml","_score":15.417903,"_source":{"ciks":["0001933414","0001672659"],"period_ending":null,"file_num":["001-41614"],"display_names":["Mineralys Therapeutics, Inc.  (MLYS)  (CIK 0001933414)","Rodman David Malcom  (CIK 0001672659)"],"xsl":"xsl144X01","sequence":1,"root_forms":["144"],"file_date":"2026-03-13","biz_states":["PA"],"sics":["2834"],"form":"144","adsh":"0001964306-26-000172","film_num":["26753189"],"biz_locations":["Radnor, PA",""],"file_type":"144","file_description":null,"inc_states":["DE",""],"items":[]}},{"_index":"edgar_file","_id":"0001214659-09-002237:ex1_1.htm","_score":15.415488,"_source":{"ciks":["0000787251"],"period_ending":"2009-09-10","file_num":["001-34378"],"display_names":["CHINA NORTH EAST PETROLEUM HOLDINGS LTD  (CIK 0000787251)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2009-09-16","biz_states":["NY"],"sics":["1311"],"form":"8-K","adsh":"0001214659-09-002237","film_num":["091072487"],"biz_locations":["New York, NY"],"file_type":"EX-1.1","file_description":"ENGAGEMENT LETTER DATED SEPTEMBER 10, 2009","inc_states":["NV"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-17-016300:v462081_ex10-5.htm","_score":15.4138365,"_source":{"ciks":["0001072379"],"period_ending":"2017-03-17","file_num":["001-35737"],"display_names":["NORTHWEST BIOTHERAPEUTICS INC  (NWBO)  (CIK 0001072379)"],"xsl":null,"sequence":6,"root_forms":["8-K"],"file_date":"2017-03-23","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001144204-17-016300","film_num":["17710321"],"biz_locations":["Bethesda, MD"],"file_type":"EX-10.5","file_description":"EXHIBIT 10.5","inc_states":["DE"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0000939798-16-000149:extenpointeleven.htm","_score":15.410999,"_source":{"ciks":["0000109657"],"period_ending":null,"file_num":["333-213270"],"display_names":["OXIS INTERNATIONAL INC  (GTBP)  (CIK 0000109657)"],"xsl":null,"sequence":11,"root_forms":["S-1"],"file_date":"2016-10-03","biz_states":["FL"],"sics":["2834"],"form":"S-1/A","adsh":"0000939798-16-000149","film_num":["161913884"],"biz_locations":["Tampa, FL"],"file_type":"EX-10.11","file_description":"PLACEMENT AGREEMENT","inc_states":["FL"],"items":[]}},{"_index":"edgar_file","_id":"0001193125-16-649461:d211427dex102.htm","_score":15.408666,"_source":{"ciks":["0000799698"],"period_ending":"2016-07-14","file_num":["000-15327"],"display_names":["CYTRX CORP  (LADX)  (CIK 0000799698)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-07-15","biz_states":["CA"],"sics":["2836"],"form":"8-K","adsh":"0001193125-16-649461","film_num":["161770140"],"biz_locations":["Los Angeles, CA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["DE"],"items":["1.01","8.01","9.01"]}},{"_index":"edgar_file","_id":"0000909518-08-000563:mm06-2508_8ke103.htm","_score":15.399939,"_source":{"ciks":["0001208261"],"period_ending":"2008-06-23","file_num":["000-51290"],"display_names":["EPICEPT CORP  (CIK 0001208261)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2008-06-25","biz_states":["NY"],"sics":["2834"],"form":"8-K","adsh":"0000909518-08-000563","film_num":["08917124"],"biz_locations":["Tarrytown, NY"],"file_type":"EX-10","file_description":null,"inc_states":[],"items":["1.01","8.01","9.01"]}},{"_index":"edgar_file","_id":"0000950123-09-030429:a53382exv10w1.htm","_score":15.398247,"_source":{"ciks":["0001160308"],"period_ending":"2009-08-05","file_num":["001-32157"],"display_names":["ADVENTRX PHARMACEUTICALS INC  (SVRA)  (CIK 0001160308)"],"xsl":null,"sequence":6,"root_forms":["8-K"],"file_date":"2009-08-05","biz_states":["CA"],"sics":["2834"],"form":"8-K","adsh":"0000950123-09-030429","film_num":["09989205"],"biz_locations":["San Diego, CA"],"file_type":"EX-10.1","file_description":"EX-10.1","inc_states":["DE"],"items":["1.01","5.03","9.01"]}},{"_index":"edgar_file","_id":"0000909518-08-000906:mm12-0908_8ke101.htm","_score":15.395693,"_source":{"ciks":["0001208261"],"period_ending":"2008-12-08","file_num":["000-51290"],"display_names":["EPICEPT CORP  (CIK 0001208261)"],"xsl":null,"sequence":3,"root_forms":["8-K"],"file_date":"2008-12-09","biz_states":["NY"],"sics":["2834"],"form":"8-K","adsh":"0000909518-08-000906","film_num":["081238736"],"biz_locations":["Tarrytown, NY"],"file_type":"EX-10","file_description":null,"inc_states":[],"items":["1.01","2.03","9.01"]}},{"_index":"edgar_file","_id":"0001193125-09-126631:dex103.htm","_score":15.395637,"_source":{"ciks":["0000719413"],"period_ending":"2009-06-02","file_num":["001-08491"],"display_names":["HECLA MINING CO/DE/  (HL, HL-PB)  (CIK 0000719413)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2009-06-08","biz_states":["ID"],"sics":["1400"],"form":"8-K","adsh":"0001193125-09-126631","film_num":["09878706"],"biz_locations":["Coeur D'alene, ID"],"file_type":"EX-10.3","file_description":"PLACEMENT AGENCY AGREEMENT, DATED JUNE 2, 2009","inc_states":[],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-16-141611:v455834_ex1-1.htm","_score":15.389782,"_source":{"ciks":["0001289850"],"period_ending":"2016-12-28","file_num":["001-33351"],"display_names":["NeuroMetrix, Inc.  (NURO)  (CIK 0001289850)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-12-29","biz_states":["MA"],"sics":["3841"],"form":"8-K","adsh":"0001144204-16-141611","film_num":["162073374"],"biz_locations":["Waltham, MA"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","3.02","3.03","5.03","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001493152-17-005168:ex10-3.htm","_score":15.386133,"_source":{"ciks":["0001582982"],"period_ending":"2017-05-10","file_num":["001-36529"],"display_names":["MEDICAL TRANSCRIPTION BILLING, CORP  (CCLD, CCLDO, CCLDP)  (CIK 0001582982)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2017-05-12","biz_states":["NJ"],"sics":["7372"],"form":"8-K","adsh":"0001493152-17-005168","film_num":["17840090"],"biz_locations":["Somerset, NJ"],"file_type":"EX-10.3","file_description":null,"inc_states":["DE"],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-16-651782:d152836dex102.htm","_score":15.384855,"_source":{"ciks":["0001403708"],"period_ending":"2016-07-19","file_num":["001-36075"],"display_names":["Evoke Pharma Inc  (EVOK)  (CIK 0001403708)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-07-20","biz_states":["CA"],"sics":["2834"],"form":"8-K","adsh":"0001193125-16-651782","film_num":["161774611"],"biz_locations":["Solana Beach, CA"],"file_type":"EX-10.2","file_description":"EX-10.2","inc_states":["DE"],"items":["1.01","2.02","2.04","3.02","7.01","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001140361-16-055010:ex1_1.htm","_score":15.383993,"_source":{"ciks":["0001228627"],"period_ending":"2016-02-26","file_num":["001-34079"],"display_names":["REXAHN PHARMACEUTICALS, INC.  (OCUP)  (CIK 0001228627)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-02-26","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001140361-16-055010","film_num":["161458825"],"biz_locations":["Rockville, MD"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001144204-17-010284:v460062_ex10-1.htm","_score":15.38377,"_source":{"ciks":["0001023549"],"period_ending":"2017-02-21","file_num":["001-36000"],"display_names":["XTL BIOPHARMACEUTICALS LTD  (XTLB)  (CIK 0001023549)"],"xsl":null,"sequence":3,"root_forms":["6-K"],"file_date":"2017-02-22","biz_states":["NY"],"sics":["2834"],"form":"6-K","adsh":"0001144204-17-010284","film_num":["17626987"],"biz_locations":["New York, NY"],"file_type":"EX-10.1","file_description":"EXHIBIT 10.1","inc_states":[],"items":[]}},{"_index":"edgar_file","_id":"0000895345-08-000641:rs4254-cowen_rodman.htm","_score":15.382944,"_source":{"ciks":["0001355007","0001054303"],"period_ending":null,"file_num":["000-52048"],"display_names":["Cowen Group, Inc.  (CIK 0001355007)","RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2008-12-15","biz_states":["NY"],"sics":["6211","6211"],"form":"425","adsh":"0000895345-08-000641","film_num":["081248560"],"biz_locations":["New York, NY","New York, NY"],"file_type":"425","file_description":"PRESENTATION","inc_states":["DE","DE"],"items":[]}},{"_index":"edgar_file","_id":"0001193125-11-001659:d8k.htm","_score":15.379386,"_source":{"ciks":["0000804157"],"period_ending":"2010-12-31","file_num":["000-15936"],"display_names":["HUDSON HOLDING CORP  (CIK 0000804157)"],"xsl":null,"sequence":1,"root_forms":["8-K"],"file_date":"2011-01-05","biz_states":["NJ"],"sics":["6211"],"form":"8-K","adsh":"0001193125-11-001659","film_num":["11509201"],"biz_locations":["Jersey City, NJ"],"file_type":"8-K","file_description":"FORM 8-K","inc_states":["DE"],"items":["1.01","5.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001144204-08-039948:v119530_ex10-1.htm","_score":15.377356,"_source":{"ciks":["0001137399"],"period_ending":"2008-07-14","file_num":["001-32246"],"display_names":["LUMERA CORP  (CIK 0001137399)"],"xsl":null,"sequence":3,"root_forms":["8-K"],"file_date":"2008-07-15","biz_states":["WA"],"sics":["3674"],"form":"8-K","adsh":"0001144204-08-039948","film_num":["08951878"],"biz_locations":["Bothell, WA"],"file_type":"EX-10.1","file_description":null,"inc_states":[],"items":["1.01","8.01","9.01"]}},{"_index":"edgar_file","_id":"0000950136-06-004713:file2.htm","_score":15.375189,"_source":{"ciks":["0001335293"],"period_ending":null,"file_num":["333-127644"],"display_names":["Vector Intersect Security Acquisition Corp.  (CIK 0001335293)"],"xsl":null,"sequence":2,"root_forms":["S-1"],"file_date":"2006-06-09","biz_states":["CA"],"sics":["6770"],"form":"S-1/A","adsh":"0000950136-06-004713","film_num":["06894889"],"biz_locations":["San Francisco, CA"],"file_type":"EX-10.8","file_description":"FINANCIAL ADVISORY SERVICES AGMT.","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0000895345-08-000643:rs4253-cowen_rodman.htm","_score":15.373662,"_source":{"ciks":["0001355007","0001054303"],"period_ending":null,"file_num":["000-52048"],"display_names":["Cowen Group, Inc.  (CIK 0001355007)","RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2008-12-15","biz_states":["NY"],"sics":["6211","6211"],"form":"425","adsh":"0000895345-08-000643","film_num":["081248569"],"biz_locations":["New York, NY","New York, NY"],"file_type":"425","file_description":"PRESS RELEASE","inc_states":["DE","DE"],"items":[]}},{"_index":"edgar_file","_id":"0001144204-11-051862:v234288_ex10-17.htm","_score":15.373633,"_source":{"ciks":["0001129018"],"period_ending":"2011-09-01","file_num":["000-50423"],"display_names":["ARDENT MINES LTD  (CIK 0001129018)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2011-09-08","biz_states":["NY"],"sics":["1040"],"form":"8-K","adsh":"0001144204-11-051862","film_num":["111081233"],"biz_locations":["New York, NY"],"file_type":"EX-10.17","file_description":"EXHIBIT 10.17","inc_states":[],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001104659-09-045784:a09-20155_1ex10d1.htm","_score":15.372609,"_source":{"ciks":["0001055726"],"period_ending":"2009-07-29","file_num":["001-14888"],"display_names":["INOVIO BIOMEDICAL CORP  (INO)  (CIK 0001055726)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2009-07-30","biz_states":["CA"],"sics":["3841"],"form":"8-K","adsh":"0001104659-09-045784","film_num":["09972105"],"biz_locations":["San Diego, CA"],"file_type":"EX-10.1","file_description":"EX-10.1","inc_states":[],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001683168-17-000627:aethlon_ex1002.htm","_score":15.369695,"_source":{"ciks":["0000882291"],"period_ending":"2017-03-22","file_num":["001-37487"],"display_names":["AETHLON MEDICAL INC  (AEMD)  (CIK 0000882291)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2017-03-22","biz_states":["CA"],"sics":["3826"],"form":"8-K","adsh":"0001683168-17-000627","film_num":["17705766"],"biz_locations":["San Diego, CA"],"file_type":"EX-10.2","file_description":"ENGAGEMENT LETTER","inc_states":["NV"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001104659-26-006233:tm263784d2_ex10-1.htm","_score":15.367887,"_source":{"ciks":["0000812796"],"period_ending":"2026-01-23","file_num":["001-14778"],"display_names":["SOLIGENIX, INC.  (SNGX)  (CIK 0000812796)"],"xsl":null,"sequence":"3","root_forms":["8-K"],"file_date":"2026-01-23","biz_states":["NJ"],"sics":["2834"],"form":"8-K","adsh":"0001104659-26-006233","film_num":["26556367"],"biz_locations":["Princeton, NJ"],"file_type":"EX-10.1","file_description":"EXHIBIT 10.1","inc_states":["DE"],"items":["8.01","9.01"]}},{"_index":"edgar_file","_id":"0000950136-08-003165:file4.htm","_score":15.366637,"_source":{"ciks":["0001208261"],"period_ending":"2008-06-23","file_num":["000-51290"],"display_names":["EPICEPT CORP  (CIK 0001208261)"],"xsl":null,"sequence":4,"root_forms":["8-K"],"file_date":"2008-06-23","biz_states":["NY"],"sics":["2834"],"form":"8-K","adsh":"0000950136-08-003165","film_num":["08912778"],"biz_locations":["Tarrytown, NY"],"file_type":"EX-10.3","file_description":"RODMAN &AMP; RENSHAW AGMT.","inc_states":[],"items":["1.01","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001964306-26-000286:primary_doc.xml","_score":15.365957,"_source":{"ciks":["0001933414","0001672659"],"period_ending":null,"file_num":["001-41614"],"display_names":["Mineralys Therapeutics, Inc.  (MLYS)  (CIK 0001933414)","Rodman David Malcom  (CIK 0001672659)"],"xsl":"xsl144X01","sequence":1,"root_forms":["144"],"file_date":"2026-06-15","biz_states":["PA"],"sics":["2834"],"form":"144","adsh":"0001964306-26-000286","film_num":["261091664"],"biz_locations":["Radnor, PA",""],"file_type":"144","file_description":null,"inc_states":["DE",""],"items":[]}},{"_index":"edgar_file","_id":"0001193125-11-001662:d8k.htm","_score":15.365218,"_source":{"ciks":["0001054303","0000804157"],"period_ending":null,"file_num":["001-33737"],"display_names":["RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)","HUDSON HOLDING CORP  (CIK 0000804157)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2011-01-05","biz_states":["NY","NJ"],"sics":["6211","6211"],"form":"425","adsh":"0001193125-11-001662","film_num":["11509194"],"biz_locations":["New York, NY","Jersey City, NJ"],"file_type":"425","file_description":"FORM 8-K","inc_states":["DE","DE"],"items":[]}},{"_index":"edgar_file","_id":"0000930413-11-001921:c64148_s-4a.htm","_score":15.360937,"_source":{"ciks":["0001054303"],"period_ending":null,"file_num":["333-171988"],"display_names":["RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["S-4"],"file_date":"2011-03-15","biz_states":["NY"],"sics":["6211"],"form":"S-4/A","adsh":"0000930413-11-001921","film_num":["11689537"],"biz_locations":["New York, NY"],"file_type":"S-4/A","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001140361-09-023538:ex1_1.htm","_score":15.36088,"_source":{"ciks":["0001228627"],"period_ending":"2009-10-19","file_num":["001-34079"],"display_names":["REXAHN PHARMACEUTICALS, INC.  (OCUP)  (CIK 0001228627)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2009-10-20","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001140361-09-023538","film_num":["091126814"],"biz_locations":["Rockville, MD"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-12-123788:d318890dex102.htm","_score":15.36088,"_source":{"ciks":["0000737207"],"period_ending":"2012-03-19","file_num":["000-13789"],"display_names":["Marina Biotech, Inc.  (ATRX)  (CIK 0000737207)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2012-03-20","biz_states":["WA"],"sics":["2834"],"form":"8-K","adsh":"0001193125-12-123788","film_num":["12704179"],"biz_locations":["Bothell, WA"],"file_type":"EX-10.2","file_description":"PLACEMENT AGENT AGREEMENT","inc_states":["DE"],"items":["1.01","1.02","9.01"]}},{"_index":"edgar_file","_id":"0000930413-11-000577:c64148_s-4.htm","_score":15.360387,"_source":{"ciks":["0001054303"],"period_ending":null,"file_num":["333-171988"],"display_names":["RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["S-4"],"file_date":"2011-01-31","biz_states":["NY"],"sics":["6211"],"form":"S-4","adsh":"0000930413-11-000577","film_num":["11560591"],"biz_locations":["New York, NY"],"file_type":"S-4","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0000950134-06-008303:d35354exv10w27.htm","_score":15.359346,"_source":{"ciks":["0001348155"],"period_ending":null,"file_num":["333-133666"],"display_names":["Global Employment Holdings, Inc.  (CIK 0001348155)"],"xsl":null,"sequence":3,"root_forms":["S-1"],"file_date":"2006-05-01","biz_states":["CO"],"sics":["7363"],"form":"S-1","adsh":"0000950134-06-008303","film_num":["06791858"],"biz_locations":["Littleton, CO"],"file_type":"EX-10.27","file_description":"ENGAGEMENT LETTER","inc_states":[],"items":[]}},{"_index":"edgar_file","_id":"0001213900-17-002720:ff12017a2ex1i_medigusltd.htm","_score":15.358334,"_source":{"ciks":["0001618500"],"period_ending":null,"file_num":["333-216155"],"display_names":["Medigus Ltd.  (XYLO)  (CIK 0001618500)"],"xsl":null,"sequence":2,"root_forms":["F-1"],"file_date":"2017-03-23","biz_states":["L3"],"sics":["3841"],"form":"F-1/A","adsh":"0001213900-17-002720","film_num":["17708605"],"biz_locations":["Omer, L3"],"file_type":"EX-1.1","file_description":"FORM OF ENGAGEMENT LETTER WITH RODMAN & RENSHAW A UNIT OF H.C. WAINWRIGHT & CO., AS AMENDED","inc_states":["L3"],"items":[]}},{"_index":"edgar_file","_id":"0000096313-01-500202:exhibit1035.txt","_score":15.35615,"_source":{"ciks":["0000916444"],"period_ending":"2001-06-30","file_num":["000-28498"],"display_names":["PARADIGM MEDICAL INDUSTRIES INC  (CIK 0000916444)"],"xsl":null,"sequence":5,"root_forms":["10QSB"],"file_date":"2001-08-14","biz_states":["UT"],"sics":["3841"],"form":"10QSB","adsh":"0000096313-01-500202","film_num":["1714412"],"biz_locations":["Salt Lake City, UT"],"file_type":"EX-10","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001140361-17-024258:ex1_1.htm","_score":15.35549,"_source":{"ciks":["0001228627"],"period_ending":"2017-06-05","file_num":["001-34079"],"display_names":["REXAHN PHARMACEUTICALS, INC.  (OCUP)  (CIK 0001228627)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2017-06-07","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001140361-17-024258","film_num":["17896062"],"biz_locations":["Rockville, MD"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","9.01"]}},{"_index":"edgar_file","_id":"0001140361-11-019287:ex1_1.htm","_score":15.355433,"_source":{"ciks":["0001228627"],"period_ending":"2011-03-23","file_num":["001-34079"],"display_names":["REXAHN PHARMACEUTICALS, INC.  (OCUP)  (CIK 0001228627)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2011-03-30","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001140361-11-019287","film_num":["11720282"],"biz_locations":["Rockville, MD"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001615774-16-007014:s104021_ex1-1.htm","_score":15.350111,"_source":{"ciks":["0000946644"],"period_ending":"2016-09-01","file_num":["000-27072"],"display_names":["HEMISPHERX BIOPHARMA INC  (AIM)  (CIK 0000946644)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2016-09-01","biz_states":["PA"],"sics":["2836"],"form":"8-K","adsh":"0001615774-16-007014","film_num":["161865302"],"biz_locations":["Philadelphia, PA"],"file_type":"EX-1.1","file_description":"EXHIBIT 1-1","inc_states":["DE"],"items":["1.01","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001349929-16-000107:exhibit102engageletter.htm","_score":15.349508,"_source":{"ciks":["0001349929"],"period_ending":"2016-09-08","file_num":["001-35817"],"display_names":["CANCER GENETICS, INC  (CIK 0001349929)"],"xsl":null,"sequence":5,"root_forms":["8-K"],"file_date":"2016-09-09","biz_states":["NJ"],"sics":["8071"],"form":"8-K","adsh":"0001349929-16-000107","film_num":["161877729"],"biz_locations":["Rutherford, NJ"],"file_type":"EX-10.2","file_description":"EXHIBIT 10.2","inc_states":["DE"],"items":["1.01","3.02","8.01","9.01"]}},{"_index":"edgar_file","_id":"0001654954-17-001283:cvm_ex1-1.htm","_score":15.349264,"_source":{"ciks":["0000725363"],"period_ending":"2017-02-16","file_num":["001-11889"],"display_names":["CEL SCI CORP  (CVM)  (CIK 0000725363)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2017-02-21","biz_states":["VA"],"sics":["2836"],"form":"8-K","adsh":"0001654954-17-001283","film_num":["17625817"],"biz_locations":["Vienna, VA"],"file_type":"EX-1.1","file_description":"ENGAGEMENT AGREEMENT, DATED FEBRUARY 15, 2017, BY AND AMONG CEL SCI CORPORATION AND RODMAN AND RENSHAW","inc_states":["CO"],"items":["1.01","3.02","9.01"]}},{"_index":"edgar_file","_id":"0001213900-17-007579:f6k071417ex1ii_kitovpharma.htm","_score":15.34898,"_source":{"ciks":["0001614744"],"period_ending":"2017-07-14","file_num":["001-37643"],"display_names":["Kitov Pharmaceuticals Holdings Ltd.  (PPBT)  (CIK 0001614744)"],"xsl":null,"sequence":3,"root_forms":["6-K"],"file_date":"2017-07-14","biz_states":["L3"],"sics":["2834"],"form":"6-K","adsh":"0001213900-17-007579","film_num":["17965893"],"biz_locations":["Tel Aviv, L3"],"file_type":"EX-1.2","file_description":"ENGAGEMENT AGREEMENT","inc_states":["L3"],"items":[]}},{"_index":"edgar_file","_id":"0001171843-17-002763:exh_102.htm","_score":15.346706,"_source":{"ciks":["0001365916"],"period_ending":"2017-05-05","file_num":["001-34885"],"display_names":["AMYRIS, INC.  (CIK 0001365916)"],"xsl":null,"sequence":3,"root_forms":["8-K"],"file_date":"2017-05-08","biz_states":["CA"],"sics":["2860"],"form":"8-K","adsh":"0001171843-17-002763","film_num":["17820652"],"biz_locations":["Emeryville, CA"],"file_type":"EX-10.2","file_description":"EXHIBIT 10.2","inc_states":["DE"],"items":["1.01","1.02","3.02","3.03","5.03","9.01"]}},{"_index":"edgar_file","_id":"0000891618-07-000702:f29187exv10w6.htm","_score":15.346364,"_source":{"ciks":["0001383529"],"period_ending":"2007-12-26","file_num":["000-52731"],"display_names":["NovaRay Medical, Inc.  (CIK 0001383529)"],"xsl":null,"sequence":11,"root_forms":["8-K"],"file_date":"2007-12-28","biz_states":["CA"],"sics":["6770"],"form":"8-K","adsh":"0000891618-07-000702","film_num":["071332746"],"biz_locations":["Palo Alto, CA"],"file_type":"EX-10.6","file_description":"EXHIBIT 10.6","inc_states":["DE"],"items":["1.01","2.01","3.02","5.01","5.02","5.03","5.06","9.01"]}},{"_index":"edgar_file","_id":"0001193125-09-172722:dex11.htm","_score":15.344596,"_source":{"ciks":["0001098972"],"period_ending":null,"file_num":["333-161277"],"display_names":["ANTIGENICS INC /DE/  (AGEN)  (CIK 0001098972)"],"xsl":null,"sequence":2,"root_forms":["S-1"],"file_date":"2009-08-12","biz_states":["NY"],"sics":["2836"],"form":"S-1","adsh":"0001193125-09-172722","film_num":["091006107"],"biz_locations":["New York, NY"],"file_type":"EX-1.1","file_description":"PLACEMENT AGENT AGREEMENT","inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0001213900-11-002901:f8k051811ex10vi_pplestring.htm","_score":15.343096,"_source":{"ciks":["0001455819"],"period_ending":"2011-05-18","file_num":["333-163290"],"display_names":["PEOPLESTRING CORP  (CIK 0001455819)"],"xsl":null,"sequence":7,"root_forms":["8-K"],"file_date":"2011-05-24","biz_states":["NJ"],"sics":["7370"],"form":"8-K","adsh":"0001213900-11-002901","film_num":["11867497"],"biz_locations":["Red Bank, NJ"],"file_type":"EX-10.6","file_description":"ENGAGEMENT AGREEMENT.","inc_states":["DE"],"items":["1.01","3.02","7.01","9.01"]}},{"_index":"edgar_file","_id":"0000930413-09-005533:c59243_ex10-2.htm","_score":15.342395,"_source":{"ciks":["0001054303"],"period_ending":"2009-09-30","file_num":["001-33737"],"display_names":["RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":3,"root_forms":["10-Q"],"file_date":"2009-11-03","biz_states":["NY"],"sics":["6211"],"form":"10-Q","adsh":"0000930413-09-005533","film_num":["091154859"],"biz_locations":["New York, NY"],"file_type":"EX-10.2","file_description":null,"inc_states":["DE"],"items":[]}},{"_index":"edgar_file","_id":"0000930413-11-000095:c63873_425.htm","_score":15.34062,"_source":{"ciks":["0000804157","0001054303"],"period_ending":null,"file_num":["000-15936"],"display_names":["HUDSON HOLDING CORP  (CIK 0000804157)","RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2011-01-05","biz_states":["NJ","NY"],"sics":["6211","6211"],"form":"425","adsh":"0000930413-11-000095","film_num":["11511686"],"biz_locations":["Jersey City, NJ","New York, NY"],"file_type":"425","file_description":null,"inc_states":["DE","DE"],"items":[]}},{"_index":"edgar_file","_id":"0001140361-10-027248:ex1_1.htm","_score":15.340247,"_source":{"ciks":["0001228627"],"period_ending":"2010-06-27","file_num":["001-34079"],"display_names":["REXAHN PHARMACEUTICALS, INC.  (OCUP)  (CIK 0001228627)"],"xsl":null,"sequence":2,"root_forms":["8-K"],"file_date":"2010-06-29","biz_states":["MD"],"sics":["2834"],"form":"8-K","adsh":"0001140361-10-027248","film_num":["10921076"],"biz_locations":["Rockville, MD"],"file_type":"EX-1.1","file_description":"EXHIBIT 1.1","inc_states":["DE"],"items":["1.01","7.01","9.01"]}},{"_index":"edgar_file","_id":"0001193125-11-089952:d8k.htm","_score":15.34004,"_source":{"ciks":["0000804157"],"period_ending":null,"file_num":["000-15936"],"display_names":["HUDSON HOLDING CORP  (CIK 0000804157)"],"xsl":null,"sequence":1,"root_forms":["425"],"file_date":"2011-04-06","biz_states":["NJ"],"sics":["6211"],"form":"425","adsh":"0001193125-11-089952","film_num":["11742550"],"biz_locations":["Jersey City, NJ"],"file_type":"425","file_description":"FORM 8-K","inc_states":["DE"],"items":[]}}]},"aggregations":{"entity_filter":{"doc_count_error_upper_bound":100,"sum_other_doc_count":24863,"buckets":[{"key":"RODMAN & RENSHAW CAPITAL GROUP, INC.  (CIK 0001054303)","doc_count":431},{"key":"COLUMBIA FUNDS SERIES TRUST I  (CIK 0000773757)","doc_count":369},{"key":"LendingClub Corp  (LC)  (CIK 0001409970)","doc_count":217},{"key":"APACHE CORP  (CIK 0000006769)","doc_count":183},{"key":"DRAKE RODMAN L  (CIK 0001242538)","doc_count":183},{"key":"CELL THERAPEUTICS INC  (CIK 0000891293)","doc_count":125},{"key":"SCIENTIFIC LEARNING CORP  (CIK 0001042173)","doc_count":122},{"key":"NOVELOS THERAPEUTICS, INC.  (CLRB)  (CIK 0001279704)","doc_count":116},{"key":"Crystal River Capital, Inc.  (CIK 0001344705)","doc_count":106},{"key":"EPICEPT CORP  (CIK 0001208261)","doc_count":105},{"key":"Asia Automotive Acquisition Corp.  (CIK 0001332552)","doc_count":102},{"key":"COVENTRY HEALTH CARE INC  (CIK 0001054833)","doc_count":97},{"key":"CELGENE CORP /DE/  (CIK 0000816284)","doc_count":95},{"key":"Mineralys Therapeutics, Inc.  (MLYS)  (CIK 0001933414)","doc_count":95},{"key":"VANGUARD INDEX FUNDS  (CIK 0000036405)","doc_count":90},{"key":"MOORHEAD RODMAN  (CIK 0001220642)","doc_count":88},{"key":"Rodman David Malcom  (CIK 0001672659)","doc_count":87},{"key":"COLUMBIA BANKING SYSTEM INC  (COLB)  (CIK 0000887343)","doc_count":85},{"key":"FlatWorld Acquisition Corp.  (CIK 0001499573)","doc_count":75},{"key":"GENTA INC DE/  (CIK 0000880643)","doc_count":73},{"key":"Vector Intersect Security Acquisition Corp.  (CIK 0001335293)","doc_count":70},{"key":"Argyle Security Acquisition CORP  (CIK 0001332585)","doc_count":61},{"key":"Scilex Holding Co  (SCLX, SCLXW)  (CIK 0001820190)","doc_count":61},{"key":"CLEARWATER INVESTMENT TRUST  (CIK 0000811161)","doc_count":60},{"key":"ADVENTRX PHARMACEUTICALS INC  (SVRA)  (CIK 0001160308)","doc_count":59},{"key":"CEL SCI CORP  (CVM)  (CIK 0000725363)","doc_count":56},{"key":"GUIDED THERAPEUTICS INC  (GTHP)  (CIK 0000924515)","doc_count":52},{"key":"COLUMBIA FUNDS VARIABLE INSURANCE TRUST  (CIK 0000815425)","doc_count":50},{"key":"Priority Income Fund, Inc.  (PRIF-PD, PRIF-PF, PRIF-PG, PRIF-PH, PRIF-PI, PRIF-PJ, PRIF-PK, PRIF-PL)  (CIK 0001554625)","doc_count":50},{"key":"ING INVESTORS TRUST  (CIK 0000837276)","doc_count":48}]},"sic_filter":{"doc_count_error_upper_bound":50,"sum_other_doc_count":4287,"buckets":[{"key":"2834","doc_count":3768},{"key":"2836","doc_count":1185},{"key":"6770","doc_count":1067},{"key":"3841","doc_count":681},{"key":"1311","doc_count":582},{"key":"6211","doc_count":480},{"key":"7389","doc_count":319},{"key":"6199","doc_count":256},{"key":"7372","doc_count":241},{"key":"6022","doc_count":222},{"key":"6798","doc_count":211},{"key":"3674","doc_count":195},{"key":"8200","doc_count":192},{"key":"8731","doc_count":192},{"key":"3845","doc_count":148},{"key":"1040","doc_count":140},{"key":"3663","doc_count":135},{"key":"1000","doc_count":128},{"key":"2860","doc_count":121},{"key":"2835","doc_count":119},{"key":"6021","doc_count":106},{"key":"6324","doc_count":105},{"key":"3640","doc_count":102},{"key":"6162","doc_count":99},{"key":"4412","doc_count":94},{"key":"1400","doc_count":91},{"key":"8090","doc_count":89},{"key":"2030","doc_count":87},{"key":"3086","doc_count":78},{"key":"3826","doc_count":69}]},"biz_states_filter":{"doc_count_error_upper_bound":5,"sum_other_doc_count":1666,"buckets":[{"key":"NY","doc_count":4338},{"key":"CA","doc_count":3838},{"key":"MA","doc_count":2941},{"key":"NJ","doc_count":1662},{"key":"PA","doc_count":1420},{"key":"TX","doc_count":1325},{"key":"F4","doc_count":895},{"key":"MD","doc_count":823},{"key":"CO","doc_count":774},{"key":"IL","doc_count":612},{"key":"WA","doc_count":607},{"key":"FL","doc_count":544},{"key":"MN","doc_count":454},{"key":"DE","doc_count":405},{"key":"L3","doc_count":375},{"key":"OH","doc_count":332},{"key":"CT","doc_count":283},{"key":"WI","doc_count":280},{"key":"A1","doc_count":237},{"key":"D8","doc_count":224},{"key":"AZ","doc_count":213},{"key":"VA","doc_count":205},{"key":"NC","doc_count":187},{"key":"UT","doc_count":176},{"key":"A6","doc_count":169},{"key":"GA","doc_count":135},{"key":"X0","doc_count":118},{"key":"IA","doc_count":114},{"key":"OR","doc_count":110},{"key":"A0","doc_count":107}]},"form_filter":{"doc_count_error_upper_bound":45,"sum_other_doc_count":2336,"buckets":[{"key":"N-PX","doc_count":6279},{"key":"8-K","doc_count":4136},{"key":"S-1","doc_count":1923},{"key":"10-K","doc_count":1271},{"key":"10-Q","doc_count":951},{"key":"424B3","doc_count":894},{"key":"6-K","doc_count":787},{"key":"485BPOS","doc_count":694},{"key":"4","doc_count":549},{"key":"DEF 14A","doc_count":548},{"key":"424B5","doc_count":533},{"key":"13F-HR","doc_count":529},{"key":"497","doc_count":425},{"key":"485APOS","doc_count":378},{"key":"F-1","doc_count":377},{"key":"S-3","doc_count":351},{"key":"POS AM","doc_count":304},{"key":"N-CSR","doc_count":287},{"key":"D","doc_count":231},{"key":"20-F","doc_count":204},{"key":"S-4","doc_count":195},{"key":"CORRESP","doc_count":173},{"key":"SB-2","doc_count":170},{"key":"SC 13D","doc_count":167},{"key":"N-CSRS","doc_count":155},{"key":"N-Q","doc_count":148},{"key":"424B4","doc_count":135},{"key":"N-2","doc_count":132},{"key":"PRE 14A","doc_count":124},{"key":"N-14","doc_count":123}]}},"query":{"_source":{"exclude":["doc_text"]},"query":{"bool":{"must":[{"match_phrase":{"doc_text":"Rodman"}}],"must_not":[],"should":[],"filter":[]}},"from":0,"size":100,"aggregations":{"form_filter":{"terms":{"field":"root_forms","size":30}},"entity_filter":{"terms":{"field":"display_names.raw","size":30}},"sic_filter":{"terms":{"field":"sics","size":30}},"biz_states_filter":{"terms":{"field":"biz_states","size":30}}}}}